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■新譯通翻譯公司
accredited adjusted liabilities advertisement advising on corporate finance advising on futures contracts advising on securities Advisory Committee agents aggregate gross foreign currency position agreement agreement in writing amount of margin required to be deposited ancillary stabilizing action appeal panel applicant application application for review appointed day approved bank incorporated outside Hong Kong
approved credit rating agency approved custodian approved futures exchange approved introducing agent approved investment adviser approved lending agent approved person approved redeemable shares approved regional exchange approved securities borrowing and lending counterparty approved share registrar approved standby subordinated loan facility approved stock exchange approved subordinated loan arbitration panel arbitrator articles asset management associate associated corporation associated entity associated person audit working papers auditor authorized ATS provider authorized automated trading services authorized financial institution authorized mutual fund authorized person authorized representative authorized unit trust automated trading service provider automated trading services average monthly turnover back-to-back contract balance bank bank incorporated outside Hong Kong banker banker's book basic amount basic information bilateral netting agreement blanket assurance body bond broker bond dealer books borrow broadcast broadcaster broker business day calculation call capital account cash settled equity derivatives CE number certificate of deposit chairman charge chief executive claimant Claims Rules clearing house clearing participant clerk client client assets client collateral client contract client money client securities client securities and collateral closing date codes collateral collateralized warrants collective investment scheme Commission commission Commissioner of the Independent Commission Against Corruption common client companies inspector company compensation compensation fund complaints officer completion concentration discounting factor conditional offer conduct constitution contract multiplier controller controlling entity controlling entity relationship controlling person corporate finance adviser, corporate finance consultant corporation court credit union criminal investigatory body currency futures contract custodian custodian statement data material dealing dealing in futures contracts dealing in securities debenture debt securities defalcation default default proceedings default rules defaulter deliver depositary receipt deputy chairman derivative contract derivatives digital signature director dispute disqualification order document duty of disclosure employee equity derivatives equity linked instruments equity securities equivalent corporation equivalent shares every officer of it who is in default Exchange Company exchange contract Exchange Fund Exchange Fund Bill Exchange Fund Note exchange participant exchange participant's representative exchange traded fund exchange traded funds market maker excluded clients excluded interests excluded liabilities excluded person executive executive director executive officer exempted body existing client expert fee financial accommodation financial product financial resources rule financial statement financial year first public announcement date floating losses floating profits foreign currency foreign exchange agreement foreign exchange trading foreign intermediary former associated entity of an intermediary former licensed corporation founder fraudulent misrepresentation free delivery basis function futures adviser futures broker futures consultant futures contract futures dealer Futures Exchange Company Futures Exchange Compensation Fund futures market Futures Market Maker futures non-clearing dealer futures or options clearing house GEM gross foreign currency position group of companies guaranteed guilty of misconduct haircut amount haircut percentage HKEC HKFECC HKIAC HKSCC hold holding company Hong Kong Exchange Fund Hong Kong register incorporated indirect controller information information system initial margin requirement initial stabilizing action initial stabilizing price insider dealing inspector Insurance Authority insurer interest interest rate swap agreement intermediary in-the-money amount investigator investment manager Investor Compensation Company invitation issue issued equity share capital issuer judge judicial or other proceedings law of insolvency legal officer lender leveraged foreign exchange contract leveraged foreign exchange trader leveraged foreign exchange trading levy licence licensed licensed corporation licensed person licensed representative linked corporation liquid assets liquid capital liquidator listed listed corporation listed currency warrant listed securities listing listing rules live broadcast Mandatory Provident Fund Schemes Authority margin client margin lender margin ratio margin value margined transaction mark to market market capitalization market charge market collateral market contract market information market misconduct Market Misconduct Tribunal market value material time member memorandum Mini-Hang Seng Index Futures Contract Mini-Hang Seng Index Options Contract minor minor offence minority controller misconduct misfeasance Monetary Authority Monetary Authority guideline Monetary Authority- appointed Market Maker 金融管理專員委任的莊家 money laundering activities money lender multilateral agency mutual fund negligent misrepresentation net equity net position net tangible assets net underwriting commitment new futures contract non-collateralized warrants non-executive director note issuance and revolving underwriting facility notifiable interest notifiable percentage level notional principal amount number offer offer document offer price offeree company offeror off-exchange traded derivative contracts off-exchange transaction officer Official Receiver Official Trustee off-market share repurchase off-market share repurchase circular off-market transaction Ombudsman omnibus account on-exchange transaction options contract order ordinary member other collateral out-of-the-money amount overseas company overseas stock market panel member parties party percentage figure percentage level performance period of insurance permanent identity card person under investigation physically settled equity derivatives pilot programme pilot programme market maker pilot programme securities portfolio possession prescribed country prescribed event prescribed fee prescribed gain prescribed limit prescribed manner prescribed purpose prescribed requirement Presenting Officer primary stabilizing action principal Privacy Commissioner for Personal Data proceedings professional accountant professional investor prohibited person property prospectus public public announcement purchase qualified corporation qualified lender qualified overseas scheme qualified shares qualifying client qualifying credit rating qualifying debt securities ranking liabilities recipient reckless misrepresentation recognized certificate recognized certification authority recognized clearing house recognized counterparty recognized exchange company recognized exchange controller recognized futures market recognized investor compensation company recognized occupational retirement scheme recognized stock market record redeemable shares register of companies register of directors' and chief executives' interests and short
positions register of interests in shares and short positions registered registered company registered institution Registrar of Companies registration regulated activity regulated function regulated investment agreement regulated person regulations regulatory body related assets relevant agreement relevant authority relevant authorized automated trading services relevant communication relevant condition relevant contract relevant contravention relevant corporation relevant date relevant event relevant exchange company relevant information relevant market relevant offer relevant office-holder relevant overseas market relevant period relevant property relevant provisions relevant recognized exchange controller relevant recognized market relevant securities relevant share capital relevant shares relevant time remittance remuneration repealed Ordinance repealed Securities Rules report reportable matter reportable position reporting currency reporting day reporting period representation representative repurchase transaction required liquid capital required liquid capital deficit respondent responsible officer review rights issue Risk Management Committee rolling balance cash client rules ruling Secretary securities securities adviser Securities and Futures Appeals Tribunal securities and futures industry securities and futures market securities borrowing and lending agreement securities collateral securities consultant securities dealer securities margin financing Securities Market Maker segregated account SEOCH served service bureau settlement settlement date shadow director share share registrar Share Repurchase Code shareholder controller short position short selling short selling order special debt securities specified amount specified amount requirements specified bank regulator specified credit rating specified debt securities specified decision specified exchange specified futures exchange specified instrument specified investments specified jurisdiction specified licensed corporation specified licensing condition specified percentage level specified person specified recipient specified risks specified securities specified securities or futures contracts 指明證券或期貨合約 specified stock exchange specified titles stabilizing action stabilizing manager stabilizing period stabilizing price standby subordinated loan facility standing authority stock adviser stock dealer, stockbroker Stock Exchange Company stock futures contract stock market stock options contract stock return subordinated loan substantial shareholder systems of control take delivery take-over offer Takeovers Appeal Committee Takeovers Code Takeovers Panel target corporation the corporation concerned title top 3 collateral top margin client trade date trader trading day trading right Tribunal trust corporation trustee Type 1 intermediary Type 1 intermediary or representative Type 2 intermediary Type 4 intermediary or representative Type 6 intermediary or representative unconscionable underlying shares Unified Exchange Unified Exchange Compensation Fund unit trust unsolicited call valid business registration certificate variable required liquid capital whitewash document whitewashed offer written direction written document |
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